2023investmentmanagementregulatoryoutlookCENTERforREGULATORYSTRATEGYAMERICAS2023investmentmanagementregulatoryoutlook2ContentsApackedagendafor2023:Gearingupformassivechanges1Regulatorychurn3TransformativeproposalsOverlappingregulatoryrequirementsReinvigoratedenforcement10IAmarketingruleElectroniccommunicationsSection15(c)andSection36(b)complianceOntheregulatoryhorizon13OutsourcingbyinvestmentadvisersLookingtostayaheadofuncertainty14Endnotes16Contacts172023investmentmanagementregulatoryoutlook1•Regulatorychurn:In2022,investmentandwealthmanagementregulatorsdevelopedapproachestoemergingtechnology,outdatedrules,andprogressivetopics.Mostoftheactivitywasledbyt...
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